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- Confirmation or certificate of state registration (re-registration) of a legal entity indicating the business identification number (if available) – a copy
- Charter – a copy certified by the director’s signature or the company’s seal
- Agreement with the Company – an original
- Signatures’ card in the form provided by IC Standard JSC – a notarized original
- Documents confirming the authority of persons to sign documents for transactions with money and (or) other property on behalf of the legal entity – copies
- Documents confirming the identity of persons authorized to sign documents for transactions with money and (or) other property on behalf of the legal entity – copies
- Documents confirming the identity of the founders of the legal entity:
1. For physical persons – documents confirming the identity of the shareholders/participants to the legal entity – copies
2. For legal entities – a document confirming the registration of the legal entity, the Charter – copies - Register of shareholders/participants of the legal entity – an original/a copy
- Stale license (if any) – a copy
- Legal entity questionnaire (in the form provided by IC Standard JSC) – an original
- Branch of economy
- Tax exemptions available
- Legal address, phone nos., e-mails
- Banking details (where necessary, bank details intended for the transfer of remuneration and amounts to be repaid on securities, and bank details intended for settlement of transactions with securities)
- Other information provided for by legislation on combating the legalization (laundering) of proceeds from crime and the financing of terrorism
- Constituent documents
1. For legal entities from countries party to the Hague Convention of October 5, 1961:
An apostilled copy of the document with a notarized translation to the state language
2. For legal entities from countries party to the Kishinev Convention of October 7, 2002 and Minsk Convention of January 22, 1993:
A notarized copy with a notarized translation to the state language
3. For legal entities from other countries:
A copy of the document legalized according to international treaties ratified by the RK, with a notarized translation to the state language - A document confirming the state registration of a legal entity, issued by an authorized body of the non-resident:
1. For legal entities from countries party to the Hague Convention of October 5, 1961:
An apostilled copy of the document with a notarized translation to the state language
2. For legal entities from countries party to the Kishinev Convention of October 7, 2002 and Minsk Convention of January 22, 1993:
A notarized copy with a notarized translation to the state language
3. For legal entities from other countries:
A copy of the document legalized according to international treaties ratified by the RK, with a notarized translation to the state language - A document with samples of signatures (also of the representatives of the legal entity who have the right to sign client orders) and a legal entity's seal imprint (in the form provided by IC Standard JSC):
1. For legal entities from countries party to the Hague Convention of October 5, 1961:
A notarized, apostilled original
2. For legal entities from countries party to the Kishinev Convention of October 7, 2002 and Minsk Convention of January 22, 1993:
A notarized original For legal entities from other countries:
A notarized original document legalized according to international treaties ratified by the RK - A power of attorney or a decision of the legal entity’s authorized body issued in relation to the legal entity’s representative to conclude a brokerage agreement and perform other actions – an original
- Legal entity questionnaire (in the form provided by IC Standard JSC) – an original
- AML questionnaire (for foreign financial organizations in the form provided by IC Standard JSC) – an original
- Documents confirming the identity of the founders of the legal entity – copies certified by the director’s signature or the company’s seal
- Documents confirming the identity of persons authorized to sign documents for transactions with money and (or) other property on behalf of the legal entity – copies certified by the director’s signature or the company’s seal
- State licence (in case the client’s activity is licensed under the RK Law “On Licensing”) – a copy certified by the director’s signature or the company’s seal
- Document indicating the client’s bank details
- Other information provided for by legislation on combating the legalization (laundering) of proceeds from crime and the financing of terrorism
This list is not exhaustive. The Company can request additional documents in accordance with current legislation.
