Brokerage services
The main types of brokerage services and nominee services in the stock market for individuals and legal entities
Open a brokerage account to work on international and Kazakhstani stock exchanges
Open an account
To open an account, you need:
- Identity document — copy
- Document indicating bank details — copy
- Form for individuals — original
- Consent to the collection and processing of personal and other data — original
- The list of data collected by JSC “Investment Company ‘Standard’” related to the subject of personal data — original
- Foreign citizen’s passport
- Document indicating bank details — copy
- Questionnaire for individuals — original
- Consent to collect and process personal and other data — original
- List of data collected by JSC “Investment Company ‘Standard’” that is related to the subject of personal data — original
- Identity document
- Document issued by an authorized body confirming the fact of state registration
- Document indicating bank details — copy
- Questionnaire for individuals — original
- Consent to collect and process personal and other data — original
- List of data collected by JSC “Investment Company ‘Standard’” related to the subject of personal data — original
- Certificate or certificate of state registration (re-registration) of the legal entity indicating the business identification number (if available) — copy
- Charter — copy certified by the signature of the head or the company’s seal
- Agreement with the company — original
- Card with samples of signatures in the form of JSC “IC Standard” — original, notarized
- Documents confirming the powers of persons to sign documents of the legal entity for transactions with money and (or) other property — copies
- Documents certifying the identity of officials authorized to sign documents on behalf of a legal entity for transactions involving money and (or) other assets — copies
- Documents certifying the identity of the founders of a legal entity:
1. For individuals — documents certifying the identity of shareholders/participants of the legal entity — copies
2. For legal entities — a document confirming the registration of the legal entity, the Charter — copies - Register of shareholders/participants of the entity — original/copy
- State license (if available) — copy
- Questionnaire of the legal entity (in the form of JSC “IC Standard”) — original
- Economic sector
- Availability of tax benefits
- Legal address, phone numbers, email addresses
- Banking details (if necessary, banking details intended for the transfer of remuneration and amounts to be repaid on securities, and banking details intended for settlements in transactions with securities)
- Other information required by the legislation on countering money laundering
- Constituent documents
1. For legal entities from countries that are parties to the Hague Convention of October 5, 1961:
A copy of the document bearing an apostille and having a notarized translation into the state language
2. For legal entities from countries that are parties to the Chisinau Convention (October 7, 2002) and the Minsk Convention (January 22, 1993):
A notarized copy having a notarized translation into the state language
3. For legal entities from other countries:
A copy of the document in legalized form in accordance with international treaties ratified by the Republic of Kazakhstan, having a notarized translation into the state language - A document confirming the state registration of the legal entity, issued by the authorized body of the non-resident:
1. For legal entities from countries that are parties to the Hague Convention of October 5, 1961:
A copy of the document bearing an apostille and having a notarized translation into the state language
2. For legal entities from countries that are parties to the Chisinau Convention (October 7, 2002) and the Minsk Convention (January 22, 1993):
A notarized copy having a notarized translation into the state language
3. For legal entities from other countries:
A copy of the document in legalized form in accordance with international treaties ratified by the Republic of Kazakhstan, having a notarized translation into the state language - A document containing specimen signatures (including those of representatives of the legal entity authorized to sign client orders) and the seal impression of the legal entity (in the form of JSC “IC Standard”):
1. For legal entities from countries that are parties to the Hague Convention of October 5, 1961:
A notarized original bearing an apostille
2. For legal entities from countries that are parties to the Chisinau Convention (October 7, 2002) and the Minsk Convention (January 22, 1993):
A notarized original
3. For legal entities from other countries:
A notarized original of the document in legalized form in accordance with international treaties ratified by the Republic of Kazakhstan - A power of attorney or decision of the authorized body of the legal entity issued in respect of the representative of the legal entity for entering into a brokerage agreement and performing other actions - original
- Legal entity questionnaire (in the form of JSC “IC Standard”) - original
- AML questionnaire (for foreign financial institutions in the form of JSC “IC Standard”) - original
- Identity documents of the founders of the legal entity - copies certified by the signature of the head or the company’s seal
- Identity documents of officials authorized to sign documents of the legal entity for carrying out transactions with money and/or other property - copies certified by the signature of the head or the company’s seal
- State license (if the client’s activities are subject to licensing in accordance with the Law of the Republic of Kazakhstan “On Licensing”) - a copy certified by the signature of the head or the company’s seal
- A document specifying the client’s bank details
- Other information provided for by legislation on combating legalization
This list is not exhaustive. The company has the right to request additional documents in accordance with the current legislation.
Regulations on the conduct of brokerage and dealer activities
Agreement on the provision of brokerage services and nominee holding
Regulations on the conduct of brokerage and dealer activities 2
Agreement on the provision of brokerage services and nominee holding
Regulations on the conduct of brokerage and dealer activities ИП
Agreement on the provision of brokerage services and nominee holding
Trading platform
After signing all the necessary documents and opening an account, you will be able to carry out all transactions with securities and funds using the trading platform.
More detailed
